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The Annual Report of the Council of Inspectors General on Financial Oversight
The Annual Report of the Council of Inspectors General on Financial Oversight
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In summary during this past year CIGFO members discussed the newly published Commodity Futures Trading Commission (CFTC)/Securities Exchange Commission (SEC) regulation requiring investment advisors to private funds to periodically report data to the SEC for use by FSOC, the newly published FSOC rules for designating nonbank financial companies for additional supervision, Board of Governors of the Federal Reserve Board System (FRB) stress tests, and Office of Financial Research activities.

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In summary during this past year CIGFO members discussed the newly published Commodity Futures Trading Commission (CFTC)/Securities Exchange Commission (SEC) regulation requiring investment advisors to private funds to periodically report data to the SEC for use by FSOC, the newly published FSOC rules for designating nonbank financial companies for additional supervision, Board of Governors of the Federal Reserve Board System (FRB) stress tests, and Office of Financial Research activities.

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In summary during this past year CIGFO members discussed the newly published Commodity Futures Trading Commission (CFTC)/Securities Exchange Commission (SEC) regulation requiring investment advisors to private funds to periodically report data to the SEC for use by FSOC, the newly published FSOC rules for designating nonbank financial companies for additional supervision, Board of Governors of the Federal Reserve Board System (FRB) stress tests, and Office of Financial Research activities.

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